Hui Koon Lau
About Hui Koon Lau
Hui Koon Lau is a Senior Compliance Officer at Carta, having previously held the position of Client Services Implementation Manager at IQ-EQ and Assistant Vice President at Hong Leong Finance.
Current Role at Carta
Hui Koon Lau serves as a Senior Compliance Officer at Carta, a position held since 2022. In this role, Lau is responsible for ensuring that the company's operations adhere to regulatory standards and internal policies. The focus is on maintaining compliance in a rapidly evolving financial environment. Lau's expertise contributes to Carta's commitment to transparency and integrity in its services.
Previous Experience at IQ-EQ
Prior to joining Carta, Hui Koon Lau worked at IQ-EQ as a Client Services Implementation Manager from 2020 to 2022. In this role, Lau managed client onboarding processes and ensured that services met client expectations. This position involved collaboration with various stakeholders to facilitate smooth implementations, enhancing client satisfaction and operational efficiency.
Career at Hong Leong Finance
Hui Koon Lau held the position of Assistant Vice President at Hong Leong Finance from 2001 to 2015. During this 14-year tenure, Lau was involved in various aspects of financial services, contributing to the company's growth and client engagement strategies. This experience provided a strong foundation in compliance and client relationship management.
Education and Qualifications
Hui Koon Lau earned a Bachelor of Commerce (B.Com.) degree from Lincoln University in New Zealand, studying Valuation and Property Management from 1994 to 1997. This academic background equipped Lau with essential knowledge in commerce and property management, which supports current professional responsibilities in compliance and financial services.