Brett F. Asa, Esq.
About Brett F. Asa, Esq.
Brett F. Asa, Esq. is an Associate Attorney specializing in Financial Services and Banking Litigation at Freeman Mathis & Gary, LLP, where he has worked since 2022. His prior experience includes various roles at LPL Financial and internships at the U.S. Securities and Exchange Commission and the California Department of Financial Protection and Innovation.
Work at Freeman Mathis & Gary, LLP
Brett F. Asa serves as an Associate Attorney specializing in Financial Services and Banking Litigation at Freeman Mathis & Gary, LLP. He has held this position since 2022, contributing to the firm's legal expertise in financial matters. His role involves representing clients in litigation related to financial services, ensuring compliance with regulations, and navigating complex legal issues within the banking sector.
Previous Experience in Financial Services
Before joining Freeman Mathis & Gary, LLP, Brett Asa accumulated extensive experience in the financial services sector. He worked at LPL Financial in various roles, including Compliance Analyst and Accounting Specialist. His tenure at LPL Financial spanned from 2012 to 2014, where he focused on governance, risk, compliance, and internal finance. This background provided him with a solid foundation in financial regulations and compliance.
Internships at U.S. Securities and Exchange Commission
Brett Asa completed multiple internships at the U.S. Securities and Exchange Commission (SEC) in 2016. He participated in the Honors Program, working in the Division of Corporation Finance for one month and in the Office of Compliance, Inspections & Examinations for three months. Additionally, he interned in the Office of International Affairs for three months. These experiences enhanced his understanding of securities regulation and compliance.
Legal Internship at California Department of Financial Protection and Innovation
In 2015, Brett Asa served as a Legal Intern in the Enforcement Division at the California Department of Financial Protection and Innovation. This four-month internship provided him with practical experience in financial regulation enforcement, furthering his expertise in the legal aspects of financial services.
Educational Background and Early Career
Brett Asa began his career as a Financial Representative at Northwestern Mutual from 2010 to 2011. This role allowed him to gain insights into financial planning and client relations. His early experiences in finance and compliance have shaped his legal career, leading to his current position in banking litigation.