Carole Innes
About Carole Innes
Carole Innes is the CASS Oversight Officer at Invesco UK, where she has worked for over 20 years.
Title
Carole Innes holds the position of CASS Oversight Officer at Invesco UK. In this role, she is responsible for the oversight of client assets, ensuring compliance with regulations and managing risk associated with client money.
Current Role at Invesco UK
Carole Innes has been serving as the CASS Oversight Officer at Invesco UK. Her role involves a range of responsibilities, including managing legacy client monies and overseeing current books of business. She also ensures adherence to regulatory standards, contributing to the firm's compliance and operational efficiency.
Experience at Invesco UK
Carole Innes has amassed over 20 years of experience at Invesco UK, starting her tenure in April 2000. Throughout her extensive career at the firm, she has developed a deep understanding of regulatory oversight and data analysis. This experience has been crucial in navigating complex regulatory landscapes and enhancing operational processes within the company.
Specialization in Regulatory Oversight and Data Analysis
Carole Innes specializes in regulatory oversight and data investigation and analysis. These skills are essential in her role as CASS Oversight Officer, where she ensures compliance with industry regulations and scrutinizes data to manage risks effectively. Her expertise aids in maintaining the integrity and security of client assets.
Management of External Relationships and Remote Teams
In her position, Carole Innes is tasked with managing external relationships and overseeing remote teams. This responsibility involves coordinating with various stakeholders and ensuring that all teams, regardless of location, are aligned with the company’s goals and regulatory requirements.