Ian Lumb
About Ian Lumb
Ian Lumb is the CASS Oversight Manager at Invesco EMEA with extensive experience in compliance, operations, and financial management.
Current Role at Invesco EMEA
Ian Lumb serves as the CASS Oversight Manager at Invesco EMEA. In this role, he manages the oversight of Client Assets Sourcebook (CASS) regulations, ensuring compliance with the FCA's rules concerning client money and custody assets. His extensive experience in financial and regulatory environments positions him well to handle the complexities of this role, contributing to the firm's adherence to compliance standards.
Previous Role at Premier Asset Management
From 2007 to 2016, Ian Lumb worked at Premier Asset Management as the Divisional Director of Operations in Guildford. During his nine-year tenure, he was responsible for managing various operational functions and overseeing the effective administration of private client services. His role included handling daily fund pricing and the supervision of outsourced functions such as fund accounting, custody, and transfer agency.
Experience at Capita Financial Group
Ian Lumb was the Head of Compliance Monitoring at Capita Financial Group from 2006 to 2007 in London. In this role, he was responsible for overseeing compliance within the organization, ensuring that operational activities met regulatory standards. His leadership in compliance monitoring was crucial for maintaining the integrity and robustness of the company’s financial services.
Education at University of Nottingham
Ian Lumb graduated from the University of Nottingham with a degree in Industrial Economics. He studied from 1982 to 1985, acquiring a strong foundation in economic principles that would later support his diverse roles in financial compliance and operations management.
Career Foundations at TSB Life & Pensions
Ian Lumb began his career as a Graduate Trainee Accountant and Assistant Business Audit Manager at TSB Life & Pensions in Andover, where he worked from 1986 to 1990. This early role laid the groundwork for his future positions, providing him with valuable experience in financial accounting and business auditing.