Greg O Connor

Chief Compliance Officer @ 3Red Partners

About Greg O Connor

Greg O'Connor serves as the Chief Compliance Officer at 3Red Partners LLC in Chicago, Illinois, a position he has held since 2013. He has extensive experience in compliance roles across various financial institutions, including previous positions at Waddell & Reed, Allston Trading, Wolverine Trading, and NYSE Euronext.

Work at 3Red Partners

Greg O'Connor has served as the Chief Compliance Officer at 3Red Partners LLC since 2013. Based in Chicago, Illinois, he has held this position for over 11 years. His role involves overseeing compliance protocols and ensuring that the firm adheres to regulatory standards in the financial industry.

Previous Experience in Compliance

Before joining 3Red Partners, Greg O'Connor worked at Allston Trading as Chief Compliance Officer from 2012 to 2013. He also held the position of Compliance Manager and Chief Compliance Officer at Wolverine Trading from 2008 to 2012. His experience includes significant roles in compliance management across various trading firms.

Career at NYSE Euronext

Greg O'Connor worked at NYSE Euronext from 2005 to 2008 as the Director of Compliance and Chief Compliance Officer. His responsibilities included overseeing compliance operations and ensuring adherence to industry regulations during his tenure at one of the largest stock exchanges in the world.

Early Career as Financial Advisor

Greg O'Connor began his career as a Financial Advisor at Waddell & Reed, where he worked from 2001 to 2003. This role provided him with foundational knowledge in financial services and client management, contributing to his later expertise in compliance.

Education and Expertise

Greg O'Connor studied at the University of Minnesota-Twin Cities, where he earned a Bachelor of Science (B.S.) degree in Economics. His educational background supports his extensive experience in compliance and financial advisory roles.

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