Timothy Dragas
About Timothy Dragas
Timothy Dragas is the Vice President of Legal & Regulatory at Brookfield Asset Management's Public Securities Group in Chicago, with over 20 years of experience in compliance and regulatory roles within the financial services industry.
Current Role at Brookfield Asset Management
Timothy Dragas currently holds the position of Vice President, Legal & Regulatory within the Public Securities Group at Brookfield Asset Management. He operates out of Chicago, Illinois, United States. His role involves overseeing legal and regulatory compliance matters specific to the public securities segment, ensuring adherence to stringent regulatory standards.
Experience at Optima Partners Compliance Advisory
Before joining Brookfield Asset Management, Timothy Dragas worked at Optima Partners Compliance Advisory in Chicago, Illinois for six months in 2022. He served as an Associate Director, where he contributed to compliance advisory services, helping organizations maintain and enhance regulatory frameworks.
Tenure at Northern Trust Corporation
Timothy Dragas worked at Northern Trust Corporation for many years, occupying several key roles. From 2016 to 2021, he was the Corporate Compliance Global Surveillance Program Manager, where he focused on managing and overseeing compliance surveillance on a global scale. Prior to that, he served as the Capital Markets Risk & Compliance Senior Consultant from 2013 to 2016. Additionally, he acted as the Investment Compliance Manager at Northern Trust Asset Management from 1998 to 2013.
Educational Background
Timothy Dragas obtained his education from Loyola University Chicago and Fenwick High School. These educational institutions provided the foundational knowledge that supports his extensive career in compliance and regulatory roles within the financial services industry.
Specialization and Expertise
With over 20 years of experience in compliance and regulatory roles within the financial services industry, Timothy Dragas specializes in establishing regulatory adherence and fostering ethical behavior within organizations. His background includes managing global surveillance programs and overseeing capital markets risk. Throughout his career, he has achieved a track record of promoting and protecting corporate reputations through effective compliance leadership.