Mark Graves, Esq., Cams, Crcp
About Mark Graves, Esq., Cams, Crcp
Mark Graves, Esq., Cams, Crcp, serves as the Chief Legal & Compliance Officer at Conduit, bringing over two decades of experience in legal and compliance roles across various financial institutions. He has held significant positions at Tribal Credit, SVB Financial Group, and Marqeta, and possesses expertise in global securities regulations and financial crime compliance.
Work at Conduit
Mark Graves serves as the Chief Legal & Compliance Officer at Conduit since 2022. In this role, he oversees legal and compliance matters, ensuring that the organization adheres to regulatory requirements. His responsibilities include managing compliance programs and providing legal guidance to support business operations.
Previous Experience at Tribal Credit
Prior to his current position, Mark Graves co-founded Tribal Credit and held the roles of Chief Legal Officer and Chief Compliance Officer from 2019 to 2022. During his tenure, he played a key role in establishing the company's legal framework and compliance strategies, contributing to its growth in the financial sector.
Education and Expertise
Mark Graves earned his Juris Doctor (JD) from Texas Tech University School of Law. He also studied at The Wharton School, where he achieved the Certified Regulatory and Compliance Professional (CRCP) designation. Additionally, he holds a Bachelor of Business Administration (B.B.A.) in Accounting from Texas Christian University - M.J. Neeley School of Business.
Background in Financial Compliance
Mark Graves has extensive experience in financial compliance, having worked in various capacities across multiple organizations. His roles have included Senior Director of Corporate Compliance at SVB Financial Group and Chief Compliance Officer at Marqeta, Inc. He has managed diverse teams and has expertise in global sanctions and financial crime compliance.
Global Experience and Regulatory Knowledge
Mark Graves has worked extensively across regions including the U.S., Canada, Latin America, Europe, the Middle East, Africa, and Asia-Pacific. He possesses in-depth knowledge of global securities regulations, including those from SEC, FINRA, and other regulatory bodies. His background includes a strong focus on data protection and privacy regulations such as GDPR and CCPA.