Rebecca Havens, Cscp
About Rebecca Havens, Cscp
Rebecca Havens is a Senior Compliance Manager at Creative Planning, where she has worked since 2021. She has a background in compliance and regulatory monitoring, with previous roles at ChangePath and VSR Financial Services.
Work at Creative Planning
Rebecca Havens serves as the Senior Compliance Manager at Creative Planning in Overland Park, Kansas. She has held this position since 2021. In her role, she develops, tests, and enforces compliance policies and procedures to ensure the firm adheres to regulatory standards. Additionally, she assists the Chief Compliance Officer in monitoring regulatory developments and evaluating their implications for the organization.
Previous Experience at ChangePath
Prior to her current role, Rebecca worked as a Compliance Specialist at ChangePath from 2019 to 2021. In this position, she focused on compliance-related tasks, contributing to the firm's adherence to regulatory requirements. Her experience at ChangePath provided her with valuable insights into compliance management.
Career at VSR Financial Services
Rebecca held multiple roles at VSR Financial Services from 2008 to 2016, including Assistant Vice President, Licensing Supervisor, and Compliance Officer. Over the course of eight years, she gained extensive experience in compliance oversight and regulatory affairs, which has informed her current work in compliance management.
Education Background
Rebecca attended Kansas State University from 2002 to 2006, where she earned a Bachelor's degree in Park Management and Conservation. Prior to that, she completed her high school education at Shawnee Mission South High School from 1998 to 2002.