Finalis
Finalis offers a technology-enabled broker-dealer platform that streamlines dealmaking workflows for financial advisors, fund managers, and companies globally, ensuring compliance with financial regulations.
Dealmaking Platform for Financial Advisors
Finalis offers a specialized dealmaking platform designed to streamline the workflows for financial advisors, fund managers, and companies both within the U.S. and internationally. This technology-enabled broker-dealer platform ensures compliant dealmaking, facilitating an efficient and effective process for its users.
Marketplace for Dealmakers
Finalis features a comprehensive marketplace that connects dealmakers, enhancing capabilities in deal origination, execution, and distribution. This marketplace serves as a key tool in broadening the reach and effectiveness of financial transactions for its users.
Financial Regulatory Monitoring and Compliance
Finalis delivers robust financial regulatory monitoring and compliance services. The platform ensures adherence to FINRA and SEC regulations, providing users with the confidence and security they need to operate within legal guidelines.
Ledger Service for Secure Transactions
Finalis supports secure wire tracking, same-day processing, and expert regulatory compliance monitoring through its Ledger service. This offering is designed to ensure the safe and efficient processing of financial transactions.
Educational Resources: Blog, Podcast, and eBooks
Finalis hosts a blog that offers articles on industry trends and financial perspectives. Additionally, the company operates a podcast named 'Pencils Down,' featuring conversations with market leaders. For deeper insights, Finalis offers eBooks covering a range of financial topics, including trends in healthcare M&A.