Alexandra Dufour
About Alexandra Dufour
Alexandra Dufour is a Principal Examiner at FINRA, where she has worked since 2018. She holds a Bachelor's degree in History from Hobart and William Smith Colleges and a Master's degree in History from the State University of New York at Albany.
Work at FINRA
Alexandra Dufour has been employed at FINRA since 2015. She started as an Associate Principal Examiner, a role she held until 2018. In this position, she contributed to the examination and oversight of financial firms. In 2018, she advanced to the role of Principal Examiner, where she continues to work. Her responsibilities include assessing compliance with regulatory standards and ensuring the integrity of the financial markets. Dufour operates out of New York, New York, and has accumulated significant experience in regulatory examination during her tenure.
Education and Expertise
Alexandra Dufour holds a Bachelor's degree in History from Hobart and William Smith Colleges, where she studied from 1992 to 1996. She furthered her education at the State University of New York at Albany, earning a Master's degree in History from 1997 to 1999. Her academic background provides a foundation for her analytical skills and understanding of regulatory frameworks, which she applies in her current role at FINRA.
Background
Before joining FINRA, Alexandra Dufour worked at UBS Financial Services Inc. She began her career there as a Paralegal from 2004 to 2007, where she gained experience in legal documentation and compliance processes. She then transitioned to a Regulatory Analyst role, eventually becoming Associate Director from 2007 to 2015. This experience equipped her with a strong understanding of regulatory requirements and the financial services industry.
Career Progression
Alexandra Dufour has demonstrated a steady career progression in the financial services and regulatory sectors. Starting as a Paralegal at UBS Financial Services Inc., she advanced to the role of Regulatory Analyst and then to Associate Director. Her move to FINRA as an Associate Principal Examiner marked a significant step in her career, leading to her current position as Principal Examiner. This trajectory reflects her commitment to the field and her expertise in regulatory compliance.