Andrew Foley
About Andrew Foley
Andrew Foley is a Regulatory Analyst at the Financial Industry Regulatory Authority (FINRA) in Philadelphia, PA, where he has worked since 2016. He previously served as an Equity Derivatives Broker at BGC Partners and Bay Crest Partners in New York City from 2008 to 2016.
Work at FINRA
Andrew Foley has been employed at the Financial Industry Regulatory Authority (FINRA) since 2016. As a Regulatory Analyst, he is involved in overseeing compliance and regulatory matters within the financial industry. His role includes analyzing regulatory requirements and ensuring that firms adhere to established guidelines. Based in Philadelphia, PA, he has accumulated significant experience in this position over the past eight years.
Previous Experience in Equity Derivatives
Before joining FINRA, Andrew Foley worked as an Equity Derivatives Broker at BGC Partners from 2011 to 2016. During his five years in New York, NY, he specialized in facilitating transactions and providing market insights in equity derivatives. Prior to that, he spent three years at Bay Crest Partners in a similar role from 2008 to 2011, also in New York, NY. His background in brokerage has contributed to his expertise in regulatory analysis.
Education and Expertise
Andrew Foley earned his Bachelor's degree from Saint Joseph's University, specifically from the Erivan K. Haub School of Business, from 1992 to 1997. This educational background provided him with foundational knowledge in business and finance, which he has applied throughout his career in the financial services industry.