Andy Hubbartt
About Andy Hubbartt
Andy Hubbartt serves as Senior Counsel in the Department of Enforcement at the Financial Industry Regulatory Authority, where he has worked since 2013. He holds an LL.M. in Financial Services Law and a Juris Doctor, and has experience as an adjunct professor and associate attorney.
Work at FINRA
Andy Hubbartt has served as Senior Counsel in the Department of Enforcement at the Financial Industry Regulatory Authority (FINRA) since 2013. In this role, he is responsible for overseeing enforcement actions and ensuring compliance with regulatory standards within the financial industry. His tenure at FINRA has spanned over 11 years, during which he has contributed to various initiatives aimed at maintaining market integrity and protecting investors in the Greater Chicago Area.
Education and Expertise
Andy Hubbartt holds an LL.M. in Financial Services Law from Chicago-Kent College of Law, part of the Illinois Institute of Technology. He also earned a Juris Doctor from DePaul University College of Law. His educational background is complemented by a Bachelor of Arts in Music and a Bachelor of Arts in Political Science from the University of North Carolina at Greensboro. This diverse academic foundation supports his expertise in legal and regulatory matters within the financial sector.
Professional Background
Prior to his current position at FINRA, Andy Hubbartt worked as a Regulatory Analyst at FINRA from 2010 to 2012. He also served as an Associate Attorney at Raysa & Zimmermann, LLC from 2007 to 2009. Additionally, he contributed to legal education as an Adjunct Professor of Law at Chicago-Kent College of Law from 2014 to 2017, where he taught students about various aspects of law and regulation.
Teaching Experience
From 2014 to 2017, Andy Hubbartt held the position of Adjunct Professor of Law at Chicago-Kent College of Law. During this time, he shared his knowledge and experience in legal practices with students, contributing to their education and professional development. His role as an educator allowed him to influence the next generation of legal professionals.