Todd J. Coppi, Crcp
About Todd J. Coppi, Crcp
Todd J. Coppi is an Associate Director at the Financial Industry Regulatory Authority (FINRA), where he has worked since 2011. He has a background in investment consulting and regulatory compliance, having previously held positions at Morgan Stanley Dean Witter and FINRA.
Current Role at FINRA
Todd J. Coppi serves as an Associate Director at the Financial Industry Regulatory Authority (FINRA). He has held this position since 2011, contributing to the organization for over 13 years. In this role, he is involved in overseeing regulatory compliance and ensuring adherence to industry standards.
Previous Experience at FINRA
Prior to his current role, Todd Coppi worked at FINRA in various capacities. He served as an Examiner from 1999 to 2005 for six years, where he focused on regulatory examinations. Following this, he held the position of Examination Manager from 2005 to 2010 for five years, managing examination processes and teams.
Experience at Morgan Stanley Dean Witter
Before joining FINRA, Todd Coppi worked at Morgan Stanley Dean Witter as an Investment Consultant from 1995 to 1999 for four years. In this role, he provided investment advice and services to clients, enhancing his expertise in the financial industry.
Certifications and Memberships
Todd Coppi earned the Certified Regulatory Compliance Professional (CRCP) designation in 2008, demonstrating his knowledge and commitment to regulatory compliance. Additionally, he became an Associate Member of the Association of Certified Fraud Examiners (ACFE) in 2009, furthering his professional development in fraud examination.