Vaishali Shetty

Senior Counsel @ FINRA

About Vaishali Shetty

Vaishali Shetty serves as a Senior Counsel at FINRA, where she has worked since 2004. She holds a Bachelor of Business Administration and a Juris Doctor from William & Mary.

Work at FINRA

Vaishali Shetty has served as Senior Counsel at the Financial Industry Regulatory Authority (FINRA) since 2004. With 20 years of experience in this role, she provides legal guidance and support on various regulatory matters. Her work involves interpreting and applying securities laws and regulations, contributing to the organization's mission of protecting investors and ensuring market integrity.

Education and Expertise

Vaishali Shetty earned her Bachelor of Business Administration (BBA) from William & Mary, where she studied from 1987 to 1991. She furthered her education at William & Mary Law School, obtaining her Juris Doctor (JD) degree from 1991 to 1994. Her educational background equips her with a strong foundation in both business and law, enhancing her expertise in the financial regulatory sector.

Background

Vaishali Shetty's academic journey began at William & Mary, where she completed her undergraduate studies in business. Following her undergraduate education, she pursued a law degree at William & Mary Law School. This combination of business and legal education has shaped her career in the financial regulatory environment.

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