Vincent Liu
About Vincent Liu
Vincent Liu is a Senior Examiner at FINRA, where he has worked since 2023. He previously served as an Honors Associate in Enforcement at FINRA and has a background in law and global studies from UCLA.
Work at FINRA
Vincent Liu currently serves as a Senior Examiner at FINRA, a position he has held since 2023. Prior to this role, he worked as an Honors Associate in the Enforcement department from 2021 to 2023. During his time in Los Angeles, California, Liu contributed to various enforcement initiatives aimed at maintaining market integrity and protecting investors.
Education and Expertise
Vincent Liu earned a Bachelor of Arts in Global Studies from the University of California, Los Angeles (UCLA) from 2013 to 2017. He furthered his education at UCLA School of Law, where he obtained a Doctor of Law (JD) degree from 2018 to 2021. His academic background provides a solid foundation for his work in legal and regulatory environments.
Background
Before joining FINRA, Vincent Liu gained experience in legal research and policy through various fellowships. He worked as a Summer Law Fellow at The Williams Institute at UCLA School of Law in 2019 and at the Lowell Milken Institute for Business Law and Policy in 2020. Additionally, he served as Chief Diversity Editor for the UCLA Law Review from 2020 to 2021, where he focused on promoting diversity within legal scholarship.
Professional Experience
Vincent Liu's professional experience includes significant roles in legal research and enforcement. His tenure at FINRA as an Honors Associate involved working on enforcement cases, which provided him with practical insights into regulatory compliance. His fellowships at The Williams Institute and the Lowell Milken Institute allowed him to engage with critical legal issues and contribute to policy discussions.