Vincent Timpanelli
About Vincent Timpanelli
Vincent Timpanelli serves as a Principal Examiner at FINRA, where he oversees major projects and advises stakeholders on regulatory activities. He has extensive experience in compliance and operational risk, having held various leadership roles at BNY Mellon and UBS.
Work at FINRA
Vincent Timpanelli has been serving as a Principal Examiner at the Financial Industry Regulatory Authority (FINRA) since 2018. In this role, he provides oversight on regulatory activities and advises governing stakeholders on sensitive matters. His responsibilities include managing multiple initiatives simultaneously, ensuring compliance with industry regulations, and maintaining high standards of operational risk management.
Professional Experience at BNY Mellon
Vincent Timpanelli held several positions at BNY Mellon, contributing to the organization for a total of 14 years. He served as Vice President in various capacities, including Global Operations Control from 2004 to 2008, Senior Control Officer from 2008 to 2016, and Regulatory Oversight Principal from 2016 to 2018. His roles involved providing oversight of major projects and programs, ensuring compliance, and implementing best practices in operational risk and internal control.
Career Background at UBS
Before his tenure at BNY Mellon, Vincent Timpanelli worked at UBS as a Trade Support professional from 1996 to 1999. This early experience in the financial sector laid the foundation for his later roles in compliance and operational risk management.
Education and Expertise
Vincent Timpanelli studied Business Administration at St. John's University, where he earned a Bachelor of Science degree. He also completed his secondary education at Tottenville High School, achieving a Regents diploma. His educational background supports his expertise in compliance, operational risk, and internal control, allowing him to effectively analyze scenarios, assess risks, and set policies to standardize best practices.
Organizing Advisory Groups
Vincent Timpanelli is known for his role in organizing advisory groups that include senior leaders and executive management. This involves facilitating discussions and providing insights on regulatory activities, ensuring that key stakeholders are informed and engaged in the decision-making process.