William Crooks
About William Crooks
William Crooks is a Senior Director at the Financial Industry Regulatory Authority (FINRA), where he has worked since 2015. He has a background in Business Administration from Salve Regina University and has held various positions at FINRA since 1998.
Work at FINRA
William Crooks has held multiple positions at the Financial Industry Regulatory Authority (FINRA) since 1998. He began his career at FINRA as a Compliance Examiner, where he worked for six years until 2004. He then progressed to the role of Staff Supervisor/Assistant Director, serving in that capacity for another six years until 2010. Following this, he was promoted to Associate Director, a position he held from 2010 to 2015. In 2015, he briefly served as Director for three months before assuming his current role as Senior Director, a position he has maintained for nine years.
Education and Expertise
William Crooks studied at Salve Regina University, where he earned a Bachelor of Science degree in Business Administration. His academic tenure spanned from 1990 to 1995, providing him with a strong foundation in business principles that he has applied throughout his career in the financial regulatory sector.
Background
William Crooks has extensive experience in the financial regulatory field, particularly through his long tenure at FINRA. His career spans over two decades, during which he has taken on various roles that demonstrate his growth and expertise within the organization. His work has primarily focused on compliance and regulatory oversight.
Career Progression
William Crooks has experienced significant career progression at FINRA. Starting as a Compliance Examiner, he advanced through various leadership roles, including Staff Supervisor/Assistant Director and Associate Director. His trajectory culminated in his current position as Senior Director, reflecting his deep understanding of regulatory practices and compliance within the financial industry.