William Jakob
About William Jakob
William Jakob is a Senior Principal Analyst in Risk Monitoring at FINRA, where he has worked since 2015. He has a background in finance and business administration, with previous experience at UBS, Valley Bank, and TD.
Current Role at FINRA
William Jakob serves as a Senior Principal Analyst in Risk Monitoring at FINRA. He has held this position since 2015, contributing to the organization's efforts to oversee and enhance the integrity of the securities industry. His role involves analyzing risk factors and developing strategies to mitigate potential issues within the financial markets. Jakob's expertise in risk management is vital to FINRA's mission of protecting investors and ensuring market integrity.
Previous Experience in Financial Services
Before joining FINRA, William Jakob accumulated valuable experience in the financial services sector. He worked at UBS as an Associate from 2012 to 2015, where he gained insights into investment banking and wealth management. Prior to that, he served as an Operations Associate at Valley Bank for one year, from 2011 to 2012. His career began at TD, where he was a Financial Service Representative from 2010 to 2011. These roles provided him with a solid foundation in financial operations and client services.
Educational Background
William Jakob holds a Bachelor of Science degree in Business Administration from Marist College. He furthered his education by obtaining a Master of Business Administration (M.B.A.) with a focus on Finance from Hofstra University. His academic background equips him with a comprehensive understanding of business principles and financial strategies, which he applies in his current role at FINRA.
High School Education
William Jakob completed his high school education at Chaminade High School. This institution is known for its rigorous academic programs and commitment to developing well-rounded students. His time at Chaminade laid the groundwork for his future studies in business and finance.