Lisa Middleton
About Lisa Middleton
Lisa Middleton is a Senior Director of Compliance at GAIN Credit, with extensive experience in regulatory compliance across various sectors. She has held significant roles in several organizations, including Finch Insurance Brokers and N Brown Group, and has a strong background in operations management and interaction with regulatory bodies.
Current Role at GAIN Credit
Lisa Middleton serves as the Senior Director of Compliance at GAIN Credit, a position she has held since 2021. In this role, she oversees compliance strategies and ensures adherence to regulatory standards. Her work involves managing compliance risks and implementing effective compliance programs to meet the demands of the financial services industry.
Previous Experience in Compliance
Prior to her current role, Lisa Middleton held several key positions in compliance. She was the Head of Compliance at Finch Insurance Brokers from 2005 to 2016, followed by a year at N Brown Group in the same capacity. She also served as the Risk & Compliance Director at Zuto from 2017 to 2021. Her extensive background in compliance spans over three decades.
Expertise in Regulatory Compliance
Lisa Middleton has demonstrated significant expertise in regulatory compliance, having assisted two businesses in achieving FCA authorisation. Her experience includes extensive interaction with senior personnel from regulatory bodies such as the FCA, FOS, OFCOM, ASA, and ICO, highlighting her proficiency in navigating complex regulatory environments.
Technical Knowledge and Skills
Middleton possesses strong technical knowledge in various compliance-related areas, including Market Conduct, Fraud, Financial Crime/AML, and Risk Management. Her skills extend to Operations Management across multiple sectors, including Retail and Insurance, showcasing her versatility in the field.
Educational Background
Lisa Middleton studied at St Dominics Savio Middleton in Manchester from 1982 to 1987. This foundational education contributed to her professional development and expertise in compliance and regulatory matters.