Lisa Harris
About Lisa Harris
Chief Compliance Officer
Lisa Harris currently serves as the Chief Compliance Officer. In this role, she oversees all compliance-related activities within the organization, ensuring adherence to regulatory standards and internal policies. Her responsibilities include managing compliance programs, developing policies and procedures, and guiding the company through complex regulatory landscapes.
Vice President in Compliance at Octagon Credit Investors
Before her current role, Lisa Harris was the Vice President in Compliance at Octagon Credit Investors. During her tenure at Octagon, she was responsible for leading compliance efforts, including monitoring and enforcing regulatory compliance, managing risk assessments, and ensuring that all business operations adhered to legal and regulatory requirements.
Deputy Chief Compliance Officer at CIFC
Lisa Harris served as the Deputy Chief Compliance Officer at CIFC. In this capacity, she supported the Chief Compliance Officer in overseeing compliance programs and initiatives. Her role involved assisting in policy development, regulatory reporting, and ensuring compliance with industry standards.
Education and Expertise
Lisa Harris holds a JD and an MBA in Finance from the State University of New York at Buffalo, showcasing her combined expertise in law and finance. Additionally, she earned a BS in Business Administration from the State University of New York at Albany. Her educational background provides her with a strong foundation in compliance, law, and financial management.
Beginning of Career as Compliance Associate at Perella Weinberg Partners
Lisa Harris began her career as a Compliance Associate at Perella Weinberg Partners. This role provided her with foundational experience in regulatory compliance. At Perella Weinberg Partners, she was involved in ensuring that the firm's operations complied with legal and regulatory standards, which prepared her for subsequent senior roles in compliance.