Charlotte Prunty
About Charlotte Prunty
Charlotte Prunty is a Senior Compliance and Risk Manager currently employed at Kantox in London, England. She has extensive experience in compliance roles across various financial institutions, including Winterflood Securities and OFX.
Current Role at Kantox
Charlotte Prunty serves as the Senior Compliance and Risk Manager at Kantox, a position she has held since 2022. Based in London, England, she is responsible for overseeing compliance and risk management strategies within the organization. Her role involves ensuring that the company adheres to regulatory requirements and effectively manages potential risks associated with its operations.
Previous Experience at Winterflood Securities
Prior to her current role, Charlotte worked at Winterflood Securities as the Financial Crime Prevention Manager from 2018 to 2021. During her three years in this position, she focused on implementing measures to prevent financial crime and ensure compliance with relevant regulations. Her experience in this role contributed to her expertise in risk management and compliance.
Career Background in Compliance
Charlotte has a diverse background in compliance roles across various organizations. She served as a Senior Compliance Assistant at HiFX from 2012 to 2015, where she gained foundational experience in compliance practices. Following this, she worked at OFX as the FIU and Monitoring Manager from 2015 to 2017, further developing her skills in monitoring and compliance. She then transitioned to Whiskey & Wealth Club as the Senior Compliance Manager for a brief period in 2021-2022.
Educational Background
Charlotte Prunty studied at Bishopshalt School, where she laid the groundwork for her career in compliance and risk management. Her education provided her with essential skills and knowledge that she has applied throughout her professional journey in the financial services sector.