Phyllis Cheung
About Phyllis Cheung
Phyllis Cheung serves as the Compliance and General Manager for Asia Pacific at LMAX Group, a position she has held since 2019. She has extensive experience in compliance roles, having previously worked at ADS Securities and LMAX Group in various capacities since 2014.
Current Role at LMAX Group
Phyllis Cheung serves as the Compliance and General Manager for the Asia Pacific region at LMAX Group. She has held this position since 2019, overseeing compliance operations and ensuring adherence to regulatory requirements across the region. Her role involves managing compliance strategies and leading initiatives that align with the company's objectives in Asia Pacific.
Previous Experience at LMAX Group
Prior to her current role, Phyllis Cheung worked at LMAX Group in various capacities. She served as a Compliance and AML Officer from 2015 to 2018, where she focused on anti-money laundering protocols and compliance measures. Following that, she held the position of Compliance, Senior Operations Manager for Asia Pacific from 2018 to 2019, further enhancing her expertise in compliance and operational management.
Experience at ADS Securities
Before joining LMAX Group, Phyllis Cheung worked at ADS Securities as an Associate in Compliance from 2014 to 2015. In this role, she contributed to the development and implementation of compliance policies and procedures, gaining valuable experience in the financial services sector.
Education at University of California, Los Angeles
Phyllis Cheung studied at the University of California, Los Angeles, where she earned a Bachelor of Arts degree in Anthropology. Her studies spanned from 2007 to 2009, providing her with a foundational understanding of cultural dynamics, which may inform her approach to compliance in diverse markets.