Kevin Tolan
About Kevin Tolan
Kevin Tolan is a Compliance Officer at Pharo Management with extensive experience in regulatory compliance and risk management across various financial institutions.
Current Position at Pharo Management
Kevin Tolan has been serving as the Compliance Officer at Pharo Management since 2019. In this role, he oversees compliance functions, ensuring that the firm adheres to regulatory standards. His position also includes responsibilities outlined under SMF16 and SMF17, which involve overseeing compliance with regulatory requirements and maintain open communication with regulatory bodies.
Career at RWC Partners
Kevin Tolan worked as the Head of Compliance at RWC Partners from 2016 to 2019. In this capacity, he was responsible for designing and implementing compliance and risk management frameworks. During his tenure, he ensured that the firm complied with regulations from various jurisdictions and maintained effective compliance training programs.
Tenure at City of London Investment Management
Between 2010 and 2016, Kevin Tolan served as the Head of Compliance at City of London Investment Management Company Ltd. He led the compliance department, managing the company's adherence to international regulatory standards. His role included liaising with various regulatory bodies such as the FSA and SEC.
Educational Background in Law
Kevin Tolan studied Law at The University of Sheffield, graduating in 1996. His legal education provided him a robust foundation for his subsequent roles in compliance and regulatory management.
Experience with International Regulators
Kevin Tolan has extensive experience working with multiple international regulators, including the FSA, SEC, MAS, and DFSA. This experience has equipped him with deep insights into global regulatory environments, enabling him to guide firms in achieving compliance with stringent international standards.