Raymond Tsui, Cams, Cpa, Frm, Cisa

Director Risk & Compliance @ Protiviti

About Raymond Tsui, Cams, Cpa, Frm, Cisa

Raymond Tsui is the Director of Risk & Compliance at Protiviti, with over 13 years of experience in the financial services industry.

Current Position at Protiviti

Raymond Tsui currently serves as the Director of Risk & Compliance at Protiviti. He has been working in this role since 2018. At Protiviti, Raymond is responsible for overseeing risk management and compliance functions, leveraging his extensive experience to guide and implement effective risk and compliance strategies.

Professional Experience at Sia Partners

Prior to his current role, Raymond Tsui worked at Sia Partners as the Head of Operational Risk and Compliance Practice from 2016 to 2018. Based in Hong Kong, he led initiatives to enhance risk management frameworks and compliance efforts, delivering significant value to the firm during his tenure.

Previous Role at Nippon Wealth Limited

Raymond served as the Head of Risk Management Department at Nippon Wealth Limited, a Restricted Licence Bank, from 2014 to 2016. In this position, he was responsible for maintaining robust risk management practices and ensuring compliance with regulatory requirements.

Career at Deloitte

Raymond Tsui gained significant experience at Deloitte, where he held multiple roles. He served as a Manager from 2012 to 2014 in Hong Kong, Senior Consultant from 2010 to 2012 in New York City, and from 2005 to 2010 in Hong Kong. During his tenure, he contributed to various projects in risk management and compliance.

Educational Background

Raymond completed his Bachelor of Business Administration in Finance & Economics from the Hong Kong University of Science and Technology - School of Business and Management, studying from 2002 to 2005. His academic background laid a strong foundation for his career in financial services.

Industry Expertise

With over 13 years of experience in the financial services industry, Raymond Tsui specializes in operational risk management, KYC/AML, regulatory compliance, Fintech/Regtech, regulatory licensing, cybersecurity, target operating model, business transformation, and internal audit. His knowledge spans across diverse business models and governance frameworks.

Public Speaking Engagements

Raymond is a frequent speaker on various industry topics, including AML/KYC, Fintech, Regtech, and Cybersecurity. His insights and experience make him a respected voice in these areas, frequently engaging audiences at conferences and seminars.

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