Stephen Marble
About Stephen Marble
Stephen Marble is a Compliance Officer with extensive experience in asset management compliance and regulatory reporting. He has worked at various firms, including Liberty Mutual Insurance and Wellington Management, and currently holds a position at Providence Equity Partners.
Work at Providence Equity Partners
Stephen Marble has served as a Compliance Officer at Providence Equity Partners since 2020. In this role, he is responsible for ensuring compliance with regulatory requirements and internal policies. His expertise in compliance and risk management supports the firm's operations and strategic initiatives.
Previous Experience in Compliance and Risk Management
Before joining Providence Equity Partners, Stephen Marble worked as a Compliance Analyst at Wellington Management from 2017 to 2020. His role involved oversight of compliance processes and regulatory reporting. Prior to that, he was a Business Analyst II at Liberty Mutual Insurance, focusing on global reinsurance strategy from 2013 to 2017.
Education and Expertise
Stephen Marble earned a Bachelor of Business Administration (B.B.A.) with a focus on Finance and Operations Management from the University of Massachusetts Amherst, completing his studies from 2009 to 2013. His academic background complements his professional expertise in asset management compliance, regulatory reporting, and risk management.
Specializations in Compliance
Stephen Marble specializes in several key areas within compliance, including Code of Ethics, Model Risk, Regulatory Reporting, Beneficial Ownership, and Aggregate Ownership. His strong background in asset management compliance enhances his ability to navigate complex regulatory environments.
Early Career Experience
In 2012, Stephen Marble gained early career experience as a Finance Intern at Dunkin' Brands, where he worked for three months in Canton, MA. This internship provided him with foundational knowledge in finance and operations, contributing to his subsequent roles in compliance and risk management.