Nicholas Burton

Compliance Officer @ Societe Generale

About Nicholas Burton

Nicholas Burton is a Compliance Officer at Societe Generale Equipment Finance, where he has worked since 2020. He serves as a point-of-reference for compliance inquiries and contributes to policy creation and training for new employees.

Work at Societe Generale

Nicholas Burton has been employed at Societe Generale Equipment Finance since 2018. He initially served as a pre-risk coordinator for six years before transitioning to the role of Compliance Officer in 2020. In his current position, he acts as a point-of-reference for staff inquiries regarding compliance matters. He is involved in the creation of new company policies and provides training to new employees, ensuring that they understand compliance protocols and procedures.

Previous Experience at Freshfields Bruckhaus Deringer

Before joining Societe Generale, Nicholas Burton worked at Freshfields Bruckhaus Deringer in various administrative roles. He served as an Administrative Assistant from 2011 to 2013 and later as a Management Office Administrator from 2014 to 2017. His responsibilities included managing office operations and supporting management, which provided him with valuable experience in administrative functions within a legal environment.

Compliance Responsibilities

As a Compliance Officer, Nicholas Burton is responsible for screening clients for political exposure and tracing the ownership of businesses. He independently manages internal projects, including quarterly client reviews and research for management. His role is critical in ensuring adherence to compliance standards and regulations within the organization.

Training and Development Initiatives

Nicholas Burton plays a significant role in the training and development of new joiners at Societe Generale Equipment Finance. He provides essential training that helps new employees understand compliance matters and the importance of following company policies. His efforts contribute to building a knowledgeable workforce that is aware of compliance requirements.

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