Nataly Arias Zuzunaga
About Nataly Arias Zuzunaga
Nataly Arias Zuzunaga is a Compliance Officer with extensive experience in customer service and compliance roles. She has worked for notable companies such as Sprott, Altegris, and JPMorgan Chase & Co., and holds a Bachelor's degree in Political Science with a minor in Business from the University of California, San Diego.
Current Role as Compliance Officer
Nataly Arias Zuzunaga currently serves as a Compliance Officer at Sprott, a position she has held since 2023. She works in San Diego, California, where she is responsible for ensuring that the company's operations comply with regulatory standards and internal policies. Her role involves monitoring compliance practices and facilitating training for staff to uphold compliance measures.
Previous Experience at Sprott
Prior to her current role, Nataly worked at Sprott as a Senior Compliance Associate from 2022 to 2023. During her nine-month tenure, she contributed to the compliance framework of the organization, focusing on risk management and regulatory adherence. This position provided her with valuable insights into the compliance landscape within the financial services sector.
Professional Background in Compliance
Nataly has over six years of experience in customer service, which includes significant roles in compliance. Before joining Sprott, she worked as a Compliance Analyst at Altegris from 2019 to 2022. In this role, she was involved in monitoring compliance with industry regulations and supporting the development of compliance policies.
Educational Qualifications
Nataly earned her Bachelor's degree in Political Science with a minor in Business from the University of California, San Diego, where she studied from 2017 to 2019. She received departmental honors from the Political Science department and completed her minor at the Rady School of Management. Earlier, she obtained an Associate of Arts and Sciences degree in International/Global Studies from Santa Barbara City College, studying there from 2013 to 2016.
Advocacy for Learning and Relationships
Nataly advocates for continual learning and the importance of building valuable relationships in her professional journey. She emphasizes the need for ongoing education and collaboration within the compliance field to enhance practices and foster a culture of compliance in organizations.