Adam Evans, Cfa
About Adam Evans, Cfa
Adam Evans, CFA, is the Senior Manager of International Trading and Operations at TD Ameritrade, overseeing a team in Hong Kong SAR and coordinating with the U.S.-based Asia Pacific support team.
Title
Adam Evans holds the positions of Senior Manager, International Trading and Operations, and Responsible Officer at TD Ameritrade. His role involves strategic leadership and operational oversight in Hong Kong SAR since 2016. As a key figure in managing the company's financial obligations and regulatory compliance, Evans plays a pivotal role in ensuring the efficiency of cross-border operations.
Professional Experience at TD Ameritrade
Adam Evans joined TD Ameritrade in 2011 as a Senior Risk Manager and Accounts Principal in Chicago, Illinois. Over a span of five years, he contributed to the company’s risk management strategies before transitioning to his current role in Hong Kong SAR in 2016. Prior to this, Evans was involved with thinkorswim (acquired by TD Ameritrade), where he held positions in Trade Desk Support for three years and Client Services for one year, enhancing his expertise in trading operations and client relations.
Educational Background and Expertise
Adam Evans pursued his Bachelor’s Degree in Agricultural Business and Management at the University of Illinois at Urbana-Champaign, studying from 2002 to 2006. His academic background laid a solid foundation for his career in financial services, allowing him to merge principles of business management with his extensive trading and operations expertise. Furthermore, his certified status as a CFA reinforces his proficiency in financial analysis and management.
Operational Leadership and Management
In his role at TD Ameritrade, Adam Evans oversees a team of 35 individuals, steering the office in Hong Kong SAR towards high operational efficiency. He has implemented LEAN management principles to optimize processes and enhance automation. His responsibilities include managing budget and liquidity while ensuring adherence to local banking and regulatory requirements. Evans's efforts encompass close coordination with both local and U.S.-based teams to streamline operations in the Asia Pacific region.
Strategic Guidance and Compliance
Adam Evans drives business strategy in the Asia Pacific region for TD Ameritrade, focusing on identifying new business opportunities and establishing key objectives and results (OKRs). His position requires close interaction with audit and legal teams to ensure compliance with regulatory frameworks in both Hong Kong SAR and the United States. This aspect of his role underscores his commitment to maintaining high standards of corporate governance and regulatory adherence.