Susan A. Waxenberg
About Susan A. Waxenberg
Susan A. Waxenberg serves as the Deputy General Counsel at Transfix, where she specializes in SEC reporting and securities law compliance. She has a background in corporate law and has held positions at Burford Capital and Kramer Levin Naftalis & Frankel LLP.
Work at Transfix
Susan A. Waxenberg serves as the Deputy General Counsel at Transfix, a role she has held since 2022. In this position, she focuses on ensuring compliance with securities laws and regulations. She collaborates with various executive teams, including Financial Reporting, Investor Relations, and Executive Compensation, to align legal strategies with organizational objectives. Her responsibilities include providing oversight on compliance with Sarbanes-Oxley and Dodd-Frank requirements, which are critical for maintaining a transparent and accountable corporate governance framework.
Education and Expertise
Susan A. Waxenberg holds a Juris Doctor (JD) from New York University School of Law. She also earned a Bachelor of Arts (BA) in Economics from Harvard University. Her educational background equips her with a strong foundation in legal principles and economic analysis, which she applies in her legal practice. Waxenberg has expertise in preparing SEC reports, including Forms 10-K, 10-Q, and 8-K, as well as registration statements like Forms S-3 and S-4. She is experienced in stockholder engagement and public and private financing.
Background
Before joining Transfix, Susan A. Waxenberg worked as Senior Corporate Counsel, Securities at Burford Capital from 2020 to 2021. Her previous experience includes a four-year tenure as an Associate at Kramer Levin Naftalis & Frankel LLP from 1983 to 1987. Her career spans several decades, during which she has developed a comprehensive understanding of corporate law and securities regulation.
Achievements
Susan A. Waxenberg has demonstrated a proven ability to establish and maintain a premier public company profile. She ensures compliance with securities laws, which is essential for the integrity of public companies. Her role involves advising on compliance with key regulations, including Sarbanes-Oxley and Dodd-Frank, which are vital for corporate governance and accountability. Her collaborative approach with executive teams supports the achievement of organizational goals.