U.S. Securities and Exchange Commission
The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr
Overview
The U.S. Securities and Exchange Commission (SEC) is a government agency focused on regulating the securities industry. It operates within the financial services sector and is classified as a very large enterprise with a team size of 4,783 employees. The SEC's primary mission is to protect investors, maintain fair and efficient markets, and facilitate capital formation.
Headquarters and Locations
The SEC is headquartered in Washington, DC, and has multiple locations across the United States, including offices in Atlanta, GA; Boston, MA; Chicago, IL; Denver, CO; Fort Worth, TX; Los Angeles, CA; Miami, FL; New York, NY; Philadelphia, PA; Salt Lake City, UT; and San Francisco, CA. This extensive network supports its regulatory functions nationwide.
Divisions and Specialties
The SEC comprises several divisions, each specializing in different aspects of financial regulation. The Division of Risk and Economic Analysis provides analysis for rulemaking and enforcement. The Division of Trading and Markets establishes standards for market operations. The Division of Corporation Finance oversees corporate disclosures, while the Division of Investment Management regulates investment companies and advisers.
Regulatory Functions
The SEC enforces various regulations, including the Sarbanes-Oxley Act of 2002, which aims to protect investors from fraudulent financial reporting by corporations. This enforcement is critical for maintaining trust in the financial markets and ensuring compliance with federal securities laws.