Sheldon Pollock
About Sheldon Pollock
Sheldon Pollock serves as the Associate Regional Director of the Division of Enforcement at the U.S. Securities and Exchange Commission, a position he has held since 2022. He has extensive experience in law and finance, having worked in various roles within the SEC and as an adjunct professor at Seton Hall University School of Law since 2019.
Current Role at U.S. Securities and Exchange Commission
Sheldon Pollock serves as the Associate Regional Director in the Division of Enforcement at the U.S. Securities and Exchange Commission (SEC). He has held this position since 2022, contributing to the agency's efforts in regulating the securities industry and enforcing federal securities laws. His extensive experience in enforcement roles within the SEC positions him to oversee significant investigations and initiatives aimed at maintaining market integrity.
Previous Experience at U.S. Securities and Exchange Commission
Prior to his current role, Sheldon Pollock worked at the SEC in various capacities. He served as Assistant Regional Director in the Division of Enforcement from 2015 to 2022, and as Senior Counsel in the Division of Enforcement from 2010 to 2011. Additionally, he was part of the Market Abuse Unit as Senior Counsel from 2011 to 2015. His tenure at the SEC has involved significant regulatory enforcement actions.
Education and Expertise
Sheldon Pollock holds a Doctor of Law (JD) degree from Harvard Law School, which he obtained between 1998 and 2001. He also earned a Master of Science (MS) in International Accounting and Finance from The London School of Economics and Political Science in 1998. Earlier, he completed his Bachelor of Science (BS) in Accounting at Villanova University from 1993 to 1997. His educational background provides a strong foundation for his work in law and finance.
Teaching Role at Seton Hall University School of Law
In addition to his role at the SEC, Sheldon Pollock has been an Adjunct Professor at Seton Hall University School of Law since 2019. In this capacity, he shares his expertise in law and enforcement with students, contributing to their education and professional development in the legal field.
Experience at U.S. Department of Justice
Sheldon Pollock served as a Special Assistant United States Attorney at the U.S. Department of Justice from 2014 to 2015. This role involved prosecuting federal cases and working on legal matters that intersect with enforcement and regulatory issues, further enhancing his legal experience.