Stacey Kramer Peikin
About Stacey Kramer Peikin
Stacey Kramer Peikin serves as Senior Counsel for IA/IC Examinations at the U.S. Securities and Exchange Commission, where she has worked since 2009. She holds a Doctor of Law from the University of Maryland and a BSBA in Accounting from Boston University.
Work at U.S. Securities and Exchange Commission
Stacey Kramer Peikin has been a key member of the U.S. Securities and Exchange Commission (SEC) since 1999. She currently serves as Senior Counsel in the Market Oversight division, specifically within the Office of Compliance Inspections and Examinations. Her tenure at the SEC spans over 15 years, during which she has held various roles. Prior to her current position, she worked as Senior Counsel in the Office of SROs within the same office for 10 years. In her roles, she has contributed to the regulatory oversight of investment advisers and investment companies.
Education and Expertise
Stacey Kramer Peikin earned her Doctor of Law (J.D.) degree from the University of Maryland Francis King Carey School of Law, where she studied from 1991 to 1994. Prior to this, she completed her Bachelor of Science in Business Administration (BSBA) with a focus on Accounting at the Questrom School of Business, Boston University, from 1987 to 1991. Her educational background provides her with a strong foundation in both legal and financial principles, which supports her work in securities regulation.
Background
Stacey Kramer Peikin has spent her professional career primarily at the U.S. Securities and Exchange Commission, focusing on compliance and regulatory matters. Her experience encompasses various aspects of market oversight and examination of investment advisers and investment companies. She has worked in the Washington D.C. Metro Area throughout her career, contributing to the SEC's mission of protecting investors and maintaining fair, orderly, and efficient markets.
Professional Experience Timeline
Stacey Kramer Peikin's professional experience at the U.S. Securities and Exchange Commission can be divided into two main periods. From 1999 to 2009, she served as Senior Counsel in the Office of SROs, Office of Compliance Inspections and Examinations. In 2009, she transitioned to her current role as Senior Counsel in the Market Oversight division, where she has worked for over 15 years. Additionally, she has been involved in IA/IC Examinations since 2016, further expanding her expertise in the regulatory landscape.