Thankam Varghese
About Thankam Varghese
Thankam Varghese serves as the Branch Chief of the Division of Investment Management at the U.S. Securities and Exchange Commission, a position he has held since 2022. He has extensive experience in investment management and has previously worked as Senior Counsel and Senior Advisor/Counsel within the SEC.
Current Role at U.S. Securities and Exchange Commission
Thankam Varghese serves as the Branch Chief in the Division of Investment Management at the U.S. Securities and Exchange Commission (SEC). She has held this position since 2022. In her role, she oversees various aspects of investment management regulation and policy. Her responsibilities include managing staff and ensuring compliance with federal securities laws. Varghese's leadership contributes to the SEC's mission of protecting investors and maintaining fair, orderly, and efficient markets.
Previous Experience at U.S. Securities and Exchange Commission
Prior to her current role, Thankam Varghese worked at the SEC in several capacities. From 2018 to 2022, she served as Senior Counsel in the Division of Investment Management, where she focused on regulatory issues and compliance. Additionally, she was a Senior Advisor/Counsel to Commissioner/Acting Chair Allison Herren Lee for five months in 2020 to 2021. Varghese's extensive experience within the SEC has provided her with a deep understanding of investment management regulations.
Legal Background and Education
Thankam Varghese holds a Doctor of Law (J.D.) degree from The George Washington University Law School, where she studied from 2005 to 2008. She also earned a Bachelor of Science in Foreign Service (B.S.F.S.) in International Political Economy from Georgetown University, completing her studies from 2000 to 2004. This educational background equips her with a strong foundation in both legal and economic principles relevant to her work in investment management.
Experience at McCarter & English, LLP
Before joining the SEC, Thankam Varghese worked as an Associate at McCarter & English, LLP from 2008 to 2013. In this role, she gained valuable experience in legal practice, focusing on issues related to investment management and corporate law. Her time at the firm contributed to her expertise in navigating complex legal frameworks, which she applies in her current position at the SEC.
Expertise in Disclosure Review and Accounting
Thankam Varghese has significant experience in the Disclosure Review and Accounting Office within the Division of Investment Management at the SEC. This role involved reviewing disclosures to ensure compliance with regulatory standards and accounting principles. Her expertise in this area is critical for maintaining transparency and accountability in investment management practices.