Timothy M. (Mick) Riley
About Timothy M. (Mick) Riley
Timothy M. (Mick) Riley serves as the Branch Chief at the U.S. Securities and Exchange Commission, a position he has held since 2013. He specializes in partial tender offers and short sale rules, particularly Regulation SHO.
Work at U.S. Securities and Exchange Commission
Timothy M. Riley has been employed at the U.S. Securities and Exchange Commission (SEC) since 2003. He currently serves as Branch Chief in the Division of Trading and Markets, a position he has held since May 2019. In this role, he provides interpretation and guidance on the Commission's short sale rules, specifically Regulation SHO. Prior to his current role, he worked as Branch Chief/Special Counsel at the SEC from 2003 to 2013. His tenure at the SEC spans over a decade, demonstrating his extensive experience in securities regulation.
Previous Experience at Saul Ewing Arnstein & Lehr LLP
Before joining the SEC, Timothy M. Riley worked as an Associate at Saul Ewing Arnstein & Lehr LLP from 2000 to 2003. During his time there, he gained valuable experience in legal matters related to securities and corporate law. This role contributed to his foundational knowledge and expertise in the regulatory landscape.
Background in Legal Practice
Timothy M. Riley began his legal career as an Associate at Akman & Associates, LLC, where he worked from 1997 to 2000. This early experience in a law firm setting provided him with essential skills and insights into legal practices and client representation. His background in legal practice has informed his subsequent roles in regulatory environments.
Expertise in Securities Regulation
Timothy M. Riley offers specialized expertise in rules related to partial tender offers and has a deep understanding of the SEC's regulatory framework. His work involves providing guidance on complex issues, particularly concerning short sale regulations. His knowledge in these areas positions him as a resource for interpreting and applying securities laws.