David Wing
About David Wing
David Wing is a respected Risk and Compliance Director in the finance industry, known for his commitment to customer welfare and regulatory standards.
David Wing Risk and Compliance Director
David Wing serves as the Risk and Compliance Director. With a robust history in financial oversight, he plays a critical role in ensuring that his organization adheres to all regulatory requirements and maintains high standards of risk management. His role involves monitoring compliance with financial regulations, developing policies and procedures, and safeguarding the company against potential risks. Through his leadership, he seeks to instill a culture of compliance and ethical behavior across the firm.
David Wing Previous Role Head of Risk and Governance
Before becoming the Risk and Compliance Director, David Wing held the position of Head of Risk and Governance. In this role, he was responsible for overseeing the corporate governance framework and managing risk across the organization. His efforts ensured the company operated within legal parameters and adhered to internal policies. This role further solidified his reputation as a leader in risk management and governance, preparing him for his current responsibilities.
David Wing Career in FSA/FCA Regulated Business
David Wing has over 17 years of experience working in businesses regulated by the Financial Services Authority (FSA) and Financial Conduct Authority (FCA). This extensive background provides him with a deep understanding of regulatory environments and compliance requirements within the finance industry. His experience spans various facets of financial regulation, positioning him as a seasoned expert in maintaining compliance and risk standards.
David Wing Contributions to Finance Industry
David Wing is a well-known figure in the finance industry, noted for his commitment to ethical practices and high standards. His passion for doing what is right for customers drives his professional endeavors. David believes in leading by example to elevate industry standards, promoting a culture of integrity and responsibility within the financial sector. His influence extends beyond his organization, impacting broader industry practices and regulations.