Carlos Perez
About Carlos Perez
Carlos Perez is a Senior Analyst in Compliance at Ally, with extensive experience in the financial services industry and a background in banking and compliance.
Current Position at Ally
Carlos Perez is currently employed as a Senior Analyst in Compliance at Ally. He has been with the company in this role since 2019 and is based in Fort Washington, Pennsylvania. His responsibilities include leading the execution of compliance control testing with a focus on both design and effectiveness. He also prepares detailed test work-papers and reports, and communicates testing scope and objectives to business unit management and support partners.
Previous Roles at Ally
Before his current role, Carlos Perez served as an Executive Customer Relations Specialist and Relationship Banker at Ally from 2015 to 2019, also located in Fort Washington, Pennsylvania. In this position, he was responsible for managing customer relations and handling various banking relationships.
Experience at Wells Fargo
Carlos Perez worked with Wells Fargo as a Manager in Macungie, Pennsylvania, from 2014 to 2015. During his six-month tenure, he oversaw operations and management functions specific to his role.
Banking Experience
Carlos Perez has extensive experience in the banking sector. He worked at First Republic Bank as a Preferred Banking Client Associate in New York, NY, for nine months in 2014. Prior to this, he held the role of Security & Compliance Assistant at Hudson Valley Bank from 2012 to 2014. His initial foray into the industry began with Chase as an Operations Supervisor, where he worked from 2008 to 2012 in Bronx, NY.
Educational Background
Carlos Perez holds a Bachelor's degree in Banking, Corporate, Finance, and Securities Law from the University of Phoenix, completed in 2018. He also earned an Associate's degree in Accounting and Business/Management from the same institution in 2013. His educational foundations contribute significantly to his professional expertise in compliance and banking.
Key Responsibilities and Skills
Carlos Perez has developed test scripts and methodologies to support regulatory compliance requirements in the financial services industry. His role entails preparing detailed test work-papers and reports such as the Issue Rating Matrix and Compliance Corrective Action Form. He also assists in preparing management reports related to compliance and identifies data execution needs for testing.