John Han
About John Han
John Han is the Associate General Counsel at Ally, with extensive experience in legal counsel roles across various organizations.
Company
John Han currently works at Ally as an Associate General Counsel. He has been with the company since 2020, providing legal expertise in the Charlotte Metro area.
Title
John Han holds the position of Associate General Counsel at Ally. In this role, he offers strategic counseling on new business initiatives within the consumer investment services division.
Education and Expertise
John Han is a graduate of New York University School of Law, where he earned a J.D. from 1995 to 1998. Prior to that, he completed his undergraduate studies at Stanford University, graduating with a B.A. in Political Science between 1991 and 1994.
Professional Background
John Han has extensive legal experience in various capacities. Before joining Ally, he worked as Counsel at Moore & Van Allen PLLC from 2018 to 2020 in Charlotte, North Carolina. He also held the role of Vice President, Assistant General Counsel at LPL Financial from 2015 to 2018 in Fort Mill, SC. Previously, he served as Senior Regional Counsel at FINRA in the San Francisco Bay Area for a decade from 2005 to 2015, and as an Assistant District Attorney at the NY County District Attorney's Office in New York City from 1998 to 2005.
Achievements
John Han is responsible for drafting and reviewing supervisory policies and procedures, customer agreements, and contracts with critical third parties. He prepares responses to regulatory inquiries and examinations by entities such as FINRA, the SEC, NFA, state securities regulators, and the Federal Reserve. Additionally, he monitors and advises on regulatory changes impacting Ally's consumer investment services division.