Mike Moore, Crcm

Mike Moore, Crcm

Sr Director Mortgage Compliance @ Ally

About Mike Moore, Crcm

Mike Moore is the Sr Director of Mortgage Compliance at Ally, with extensive experience in compliance roles at various financial institutions.

Title and Current Role

Mike Moore serves as the Sr Director of Mortgage Compliance at Ally. He has held this position since 2018. He operates out of Charlotte, North Carolina, managing compliance oversight and ensuring adherence to mortgage lending regulations.

Previous Experience in Financial Compliance

Before joining Ally, Mike worked at EY as a Compliance Manager from 2014 to 2018. He also served as VP/Sr Compliance Testing Manager at Bank of America from 2011 to 2014. Additionally, he worked as VP/Corporate Compliance Testing Officer at BB&T in 2011. Prior to that, Mike held roles at Wells Fargo as Compliance Consultant & Assistant Vice President from 2009 to 2011 and AVP/Compliance Manager from 2005 to 2009.

Early Career in Financial Services

Mike began his career at Wells Fargo Financial as an Operations Store Manager, Assistant Manager from 1994 to 2000. He then progressed to Compliance Analyst from 2000 to 2002. His career then advanced to the position of Compliance Manager, a role he held from 2005 to 2009 before transitioning to other compliance-focused roles within the financial sector.

Educational Background

Mike Moore graduated from Abilene Christian University with a Bachelor of Arts in Communication. He completed his undergraduate studies in 1990. His academic background provided a solid foundation in communication which complemented his professional focus on compliance within the financial sector.

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