Sarah Khan
About Sarah Khan
Sarah Khan is the Senior Director of Compliance at Ally Invest, with extensive experience in forensic accounting and fraud investigation. She holds multiple financial industry licenses and has a background in public accounting.
Title: Senior Director, Compliance at Ally Invest
Sarah Khan currently serves as the Senior Director of Compliance at Ally Invest, based in Charlotte, North Carolina. She has been in this role since 2022. In this capacity, she oversees regulatory compliance for Ally Invest, ensuring adherence to industry standards and minimization of risk.
Professional Experience at Ally
Sarah Khan has held multiple significant roles at Ally. Before her current position, she served as the Director of Fraud and Regulatory Reporting at Ally Invest from 2021 to 2022, and prior to that, she was the Director of Fraud from 2020 to 2021. Each of these roles was based in Charlotte, North Carolina, highlighting her progressive journey in the company with increasing responsibilities in fraud prevention and regulatory compliance.
Career at Grant Thornton LLP
From 2014 to 2020, Sarah Khan worked at Grant Thornton LLP in Charlotte, NC, where she ascended through various roles. She started as an Associate, moved on to become a Senior Associate, then transitioned to Manager, and finally served as an Experienced Manager. Her tenure at Grant Thornton LLP focused on forensic accounting and fraud investigation. This foundation was crucial in shaping her expertise in compliance and regulatory reporting.
Education and Qualifications
Sarah Khan holds a Master of Business Administration (M.B.A.) in Business Administration, Management, and Operations from Wake Forest University, as well as two Bachelor's Degrees from the University of Richmond. One degree is in Business Administration and Management, General from the Robins School of Business, and the other in Organizational Leadership. She further enhances her professional profile with Series 7, 66, 24, and 4 licenses, which are essential for her regulatory and compliance roles in the financial industry.
Transition to Financial Services Industry
Sarah Khan transitioned from a career in public accounting to the financial services industry, leveraging her extensive expertise in forensic accounting and fraud investigation. This move marked a significant shift in her career path, allowing her to apply her skills in a new context and contribute to the financial regulatory environment at Ally Invest.