Stephen Deutsch, Crcm
About Stephen Deutsch, Crcm
Stephen Deutsch is the Compliance Director at Ally Invest and Enterprise Functions, overseeing CFO, HR, and Risk areas since 2018.
Company
Stephen Deutsch is currently employed at Ally, where he serves as the Compliance Director for Ally Invest and Enterprise Functions, focusing on CFO, HR, and Risk areas. His tenure at Ally is marked by several progressing roles within the compliance domain, demonstrating extensive experience and sustained contribution to the company.
Title
Stephen Deutsch holds the position of Compliance Director, Ally Invest and Enterprise Functions (CFO, HR, Risk) since 2018. This role involves comprehensive oversight of compliance aspects related to financial operations, human resources, and risk management, ensuring regulatory adherence and operational integrity.
Education and Expertise
Stephen Deutsch possesses a strong educational background in business and finance. He earned a Master of Arts in Business Administration with a focus on International Business from the University of Florida – Warrington College of Business. Additionally, he obtained a Bachelor of Science in Business Administration with concentrations in Finance and Entrepreneurship from the same institution. He furthered his expertise by attending the American Bankers Association's National Compliance School and undertaking a masters study abroad program in International Business at UNSW.
Previous Roles at Ally
Stephen Deutsch has held multiple roles at Ally, evolving from a Senior Compliance Analyst in 2012 to his current position. These roles include Fair and Responsible Banking Director, Fair Lending Manager, Compliance Manager for the Enterprise Compliance Rotational Program, Regulatory Affairs Manager in Enterprise Compliance Program Management, and Compliance Analyst II in Global OFAC Sanctions. Each position contributed significantly to his deep understanding of compliance in the financial sector.
Background in Financial Compliance
Before joining Ally, Stephen Deutsch worked at LPL Financial, where he held several positions including New Accounts Analyst, Team Lead for UVEST New Accounts (Pershing Clearing), and Project Manager for Brokerage and Advisory Operations. His career began with an internship in Institutional Equity Sales at GAMCO Investors, Inc., providing a strong foundation in finance and compliance.