John Schneider

Executive Vice President Us Compliance And Regulatory Lead @ Alpha FMC

About John Schneider

John Schneider serves as the Executive Vice President and US Compliance and Regulatory Lead at Alpha Financial Markets Consulting, where he focuses on regulatory efforts for asset managers. With a background in forensic accounting and extensive experience in governance and compliance, he actively contributes to discussions on regulatory change through seminars and publications.

Work at Alpha FMC

John Schneider has been serving as the Executive Vice President and US Compliance and Regulatory Lead at Alpha Financial Markets Consulting since 2016. In this role, he leads the investment management regulatory practice in the United States. His focus is on supporting regulatory efforts for asset managers across various industry segments. Schneider's extensive experience in compliance and regulatory practices enables him to effectively guide organizations in navigating complex regulatory landscapes.

Education and Expertise

John Schneider holds a Bachelor of Science degree in Accounting from the University of Scranton, where he studied from 1984 to 1987. He furthered his education by obtaining an Executive Master of Business Administration (EMBA) from Boston University, completing his studies in 2002. His academic background complements his specialization in forensic accounting and SEC filings, equipping him with the knowledge necessary to address complex financial and regulatory challenges.

Background

With a career spanning 28 years, John Schneider has served as a risk advisor to premier, complex, and global asset managers. His extensive background includes building governance, compliance, and regulatory practices aimed at mitigating risks associated with conflicts of interest and investment guidelines. His experience positions him as a knowledgeable leader in the field of compliance and regulatory affairs.

Speaking Engagements and Publications

John Schneider is an active speaker at various seminars and conferences, where he discusses trends and issues related to regulatory change. He regularly contributes articles to major publications, focusing on regulatory change and requirements. His insights and expertise are recognized within the industry, making him a sought-after voice on compliance and regulatory matters.

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