Ben Heiner, MBA
About Ben Heiner, MBA
Ben Heiner, MBA, is a Senior Compliance Analyst at Apex Fintech Solutions in Dallas, Texas, with extensive experience in the financial services industry, including roles at Hilltop Securities Inc. and Fidelity Investments.
Work at Apex Fintech Solutions
Ben Heiner serves as a Senior Compliance Analyst at Apex Fintech Solutions, a position he has held since 2023. He operates in a hybrid work environment based in Dallas, Texas. In this role, he focuses on regulatory compliance and risk mitigation, leveraging his extensive experience in the financial services sector.
Previous Experience in Financial Services
Prior to joining Apex Fintech Solutions, Ben Heiner worked at Hilltop Securities Inc. as an Equity Trading Supervisor from 2017 to 2023. His earlier tenure at Fidelity Investments included roles as a Premium Relationship Associate, Senior Trading Specialist, and Financial Representative, spanning from 2008 to 2016. This diverse experience has equipped him with a strong foundation in securities trading and client relations.
Education and Expertise
Ben Heiner earned his Master of Business Administration (MBA) from the University of Utah - David Eccles School of Business, completing his studies from 2014 to 2015. He also holds a Bachelor of Science in Finance from Utah State University - Jon M. Huntsman School of Business, which he obtained from 2005 to 2007. His educational background supports his expertise in business administration and finance.
Licenses and Certifications
Ben Heiner holds multiple licenses from regulatory bodies, including FINRA, MSRB, and NASAA. His credentials include Series 7, 57, 63, 4, 9/10, 24, and 53. These licenses demonstrate his qualifications and compliance with industry standards in the financial services sector.
Skills and Professional Attributes
Ben Heiner is recognized for his proficiency in securities trading and his ability to perform well in high-pressure environments. He has a strong track record in regulatory compliance and risk mitigation. Additionally, he is known for his capacity to quickly learn new concepts and apply them effectively in professional settings.