David Bryan
About David Bryan
David Bryan is an Institutional Sales Trader currently working at Apex Clearing Corporation in New York, having previously held positions at SpeedRoute and Convergex. He has extensive experience in the financial sector, particularly in ADR management and compliance, and holds multiple FINRA licenses.
Work at Apex Clearing Corporation
David Bryan has been employed at Apex Clearing Corporation as an Institutional Sales Trader since 2021. In this role, he is responsible for managing institutional client relationships and facilitating trading activities. His expertise in the equity trade life cycle enhances the efficiency of trading operations. Bryan's position at Apex follows a significant career in financial services, where he has developed a strong foundation in sales trading and client management.
Previous Experience at SpeedRoute
Before joining Apex Clearing Corporation, David Bryan served as Vice President at SpeedRoute from 2017 to 2020. During his tenure, he operated within the New York City Metropolitan Area, focusing on enhancing trading strategies and client services. His experience at SpeedRoute contributed to his extensive knowledge of the trading landscape and further developed his skills in institutional sales.
Career at Convergex
David Bryan worked at Convergex for 15 years, from 2002 to 2017, where he held the position of Vice President. His long tenure at Convergex allowed him to gain in-depth experience in trading operations and client management. Bryan's role involved overseeing various trading activities and ensuring compliance with industry regulations, which solidified his expertise in the financial services sector.
Education and Expertise
David Bryan earned a Bachelor of Arts in Economics from Stony Brook University, where he studied from 1981 to 1985. His educational background laid the groundwork for his career in finance. Bryan possesses extensive experience in ADR issuance and cancellation management, as well as compliance experience that includes desk reviews and audit responses. He holds multiple FINRA licenses, including Series 7, 57, 63, and 24, which reflect his qualifications in the financial industry.
Background in Risk Management
Throughout his career, David Bryan has developed a comprehensive understanding of risk management, particularly in assessing counterparty risk. His experience includes performing risk management tasks in previous roles, which has equipped him with the skills necessary to navigate the complexities of financial transactions. Bryan's background in risk management complements his trading expertise and enhances his effectiveness in institutional sales.