David Salmon
About David Salmon
David Salmon serves as the Compliance Manager at Apex Fintech Solutions, where he has worked since 2016. With a background in financial services and compliance, he has held various roles in the Dallas/Fort Worth area, including positions at NYLIFE Securities LLC and HD Vest Financial Services.
Work at Apex Fintech Solutions
David Salmon has served as Compliance Manager at Apex Fintech Solutions since 2016. In this role, he is responsible for ensuring that the company adheres to industry regulations and standards. He participates in regulatory examinations and maintains comprehensive written supervisory procedures and manuals. His work contributes to the overall compliance framework within the organization, supporting its operational integrity in the financial services sector.
Previous Experience in Financial Services
Before joining Apex Fintech Solutions, David Salmon held various positions in the financial services industry. He worked as a Financial Services Professional at NYLIFE Securities LLC from 2015 to 2016. Prior to that, he was an Agent at New York Life Insurance Company during the same period. His earlier experience includes eight years as a Compliance Specialist at HD Vest Financial Services from 2007 to 2015 and a role as a Personal Banker at Wells Fargo from 2006 to 2007.
Education and Expertise
David Salmon earned a Bachelor of Arts degree in Government and Spanish from The University of Texas at Austin, where he studied from 2002 to 2006. His educational background provides a foundation for his expertise in compliance and regulatory matters within the financial services industry. This academic experience complements his professional roles and responsibilities in compliance management.
Background in Compliance
David Salmon has a substantial background in compliance, having worked in various capacities that required adherence to regulatory standards. His role as Compliance Manager at Apex Fintech Solutions involves maintaining current supervisory procedures and manuals, ensuring that the organization meets industry compliance requirements. His previous positions in compliance further enhance his understanding of the regulatory landscape.