Lori Assunto
About Lori Assunto
Lori Assunto serves as the Senior Manager of Operations at Apex Clearing Corporation, a position she has held since 2019. With extensive experience in risk management and operations, she has worked in various roles at 1st Global and Penson Financial Services over a career spanning more than two decades.
Work at Apex Clearing Corporation
Lori Assunto has been serving as the Senior Manager of Operations at Apex Clearing Corporation since 2019. In this role, she oversees various operational functions, ensuring compliance and efficiency within the organization. Her tenure at Apex spans five years, during which she has contributed to the development and implementation of operational strategies that align with the company's goals.
Previous Experience at 1st Global
Prior to her current role, Lori Assunto worked at 1st Global for five years, from 2014 to 2019. She held several positions, including Regulatory Principal, where she was responsible for ensuring compliance with regulatory standards. Additionally, she served as Director of Risk Management and Risk Analyst, gaining extensive experience in risk assessment and management during her time at the company.
Career at Penson Financial Services
Lori Assunto's career at Penson Financial Services spanned over a decade, from 1995 to 2012. She held multiple roles, including Vice President of Internal Controls and Vice President of Risk Management. Her responsibilities included managing risk and internal controls, as well as overseeing operational processes. She also served as Margins Analyst and Margins Manager, contributing to the company's risk management framework.
Education and Expertise
Lori Assunto studied Accounting at the University of North Texas, where she earned her Bachelor of Science (B.S.) degree from 1991 to 1993. She also attended The University of Texas at Arlington, studying Accounting for two years from 1989 to 1991. Her educational background provides a solid foundation for her extensive experience in operations and risk management within the financial services industry.