Ralph D'auge
About Ralph D'auge
Ralph D'auge serves as the Controller and Vice President at Apex Clearing Corporation, where he has worked since 2012. He possesses expertise in FINRA and regulatory reporting, along with a strong background in financial services, internal controls, and financial planning.
Work at Apex Clearing Corporation
Ralph D'auge has served as Controller and Vice President at Apex Clearing Corporation since 2012. His role encompasses overseeing financial operations and ensuring compliance with regulatory standards. D'auge's expertise in FINRA and regulatory reporting is critical for maintaining adherence to the financial services industry's compliance requirements. His tenure at Apex has been marked by a focus on internal controls and financial planning, contributing to the organization's operational integrity.
Education and Expertise
Ralph D'auge earned a Master of Business Administration (M.B.A.) from St. John's University, where he studied Accounting and Finance from 2000 to 2005. He also holds a Bachelor of Science in Accounting from the City University of New York-College of Staten Island, completed from 1990 to 1995. His educational background provides a strong foundation for his expertise in financial management, regulatory compliance, and internal controls.
Background in Financial Services
Ralph D'auge has a demonstrated history of working in the financial services industry, showcasing extensive experience in various financial roles. Before joining Apex Clearing Corporation, he worked as Vice-President Controller at Penson Financial Services Inc. for nine months in 2011-2012. His career reflects a commitment to financial integrity and strategic financial management, essential for navigating the complexities of the financial sector.
Skills in Financial Management
Ralph D'auge possesses strong skills in internal controls, financial planning, and analysis. These skills are vital for ensuring accuracy and reliability in financial reporting. Additionally, he has demonstrated finance team building capabilities, indicating his leadership and ability to develop effective teams within the financial services environment. His proficiency in strategic financial management enhances his contributions to organizational success.