Su Ho Lee, Cfa
About Su Ho Lee, Cfa
Su Ho Lee is a Senior Associate at AXA XL in New York, NY, where he has worked since 2011. He specializes in establishing trading counterparties, managing investment performance analysis, and overseeing portfolio management for diverse investment types.
Work at AXA XL
Su Ho Lee has been employed at AXA XL, a division of AXA, as a Senior Associate since 2011. In this role, he is responsible for establishing trading counterparties, which includes overseeing Know Your Customer (KYC) processes. He reviews daily cash wire transfers at custodian banks and prepares and analyzes investment performance reports for the Chief Investment Officer and legal entity boards. Lee manages liquidity requirements for hedge fund, private equity, and special situation investments across more than 30 different legal entities.
Previous Experience
Before joining AXA XL, Su Ho Lee worked at AllianceBernstein in various capacities. He served as a Senior Associate Portfolio Manager and Assistant Vice President from 2007 to 2011. Prior to that, he was involved in Fixed Income Client Service at AllianceBernstein from 2005 to 2007. Earlier in his career, he worked at Morgan Stanley as an Intermediate Service Representative from 2004 to 2005. His experience spans across portfolio management, client service, and trading operations.
Education and Expertise
Su Ho Lee earned a Bachelor of Science (BS) degree from the University at Albany, SUNY, where he studied from 1999 to 2003. His educational background has equipped him with the knowledge necessary for his roles in investment performance analysis, portfolio management, and trading operations. Lee's expertise includes conducting testing and oversight of investment guideline compliance and providing training to both offshore and onshore operations teams.
Responsibilities and Functions
In his current position, Su Ho Lee oversees the daily support of portfolio management and trading for a diverse range of investments, including fixed income, equities, derivatives, bank/term loans, securities lending, private equity, and venture capital. He monitors and processes corporate actions for all internally-managed portfolios and liaises with internal and external auditors during annual audits. Additionally, he manages onboarding and communication with third-party vendors for various asset management functions.