Helen Robichaud, Esq.
About Helen Robichaud, Esq.
Helen Robichaud, Esq. is a Compliance Counsel at Bayview Asset Management, LLC in Coral Gables, Florida, where she has worked since 2018. She has extensive legal experience, including roles at BNY Mellon and J.P. Morgan, and holds degrees from the University of Southern California and Boston College.
Work at Bayview Asset Management
Helen Robichaud serves as Compliance Counsel at Bayview Asset Management, LLC, a role she has held since 2018. Located in Coral Gables, Florida, she focuses on ensuring compliance with regulatory requirements and internal policies. Her responsibilities include overseeing compliance programs and advising on legal matters related to asset management.
Previous Experience at BNY Mellon
Prior to her current position, Helen Robichaud worked at BNY Mellon as Managing Director and Senior Counsel from 2010 to 2016. In this capacity, she served as a corporate secretary for mutual funds and was involved in various compliance and legal matters, enhancing her expertise in the financial services sector.
Career at J.P. Morgan
Helen Robichaud spent 16 years at J.P. Morgan, where she held the position of Vice President and Associate General Counsel from 1994 to 2010. Her work included significant contract drafting and negotiation, as well as involvement in mergers and acquisitions, contributing to her extensive legal knowledge in corporate transactions.
Education and Expertise
Helen Robichaud earned her Juris Doctor (J.D.) and a Master's Degree (M.S.) from the University of Southern California. She also holds a Bachelor's Degree (B.A.) in Psychology from Boston College. Her educational background supports her expertise in compliance, securities, and business litigation.
Litigation and Regulatory Experience
Helen Robichaud has practiced securities and business litigation at Palmer & Dodge LLP and Gaston & Snow LLP. Her experience includes dealing with shareholder derivative suits and class actions. She has represented various financial entities in SEC enforcement actions and FINRA arbitrations, showcasing her proficiency in regulatory compliance and litigation.