Joel Pangborn, Esq., Cams
About Joel Pangborn, Esq., Cams
Joel Pangborn, Esq., Cams, is the Head of Compliance for Investment Banking at Berenberg Capital Markets, where he has worked since 2021. He has extensive experience in compliance and legal roles, including previous positions at SEB and Fidelity Investments.
Work at Berenberg
Joel Pangborn serves as the Head of Compliance for the Investment Banking department at Berenberg Capital Markets. He has held this position since 2021, overseeing compliance functions specific to investment banking. Prior to this role, he worked as the VP of Compliance at Berenberg from 2016 to 2021. In his current role, he also serves as the Anti-Money Laundering Officer for the Investment Banking department, ensuring adherence to regulatory requirements and internal policies.
Previous Experience in Compliance and Legal Analysis
Before joining Berenberg, Joel Pangborn worked at SEB as a Compliance and Legal Analyst and Compliance Officer from 2011 to 2016. His role involved analyzing compliance issues and ensuring legal adherence within the organization. He also gained experience at Fidelity Investments as a Financial Representative and Trader from 2007 to 2010, where he developed a foundation in financial services and compliance.
Education and Expertise
Joel Pangborn holds a Doctor of Law (JD) degree from New York Law School, which he completed from 2010 to 2013. He also studied at Florida State University, where he earned a Bachelor of Science in Economics and a Bachelor of Arts in International Relations and Affairs, both from 2005 to 2007. His educational background provides him with a strong foundation in both legal and economic principles relevant to his compliance roles.
Background in Financial Services
Joel Pangborn has extensive experience in the financial services sector, with a career spanning over a decade. His roles have included compliance and legal analysis, as well as financial representation and trading. This diverse background equips him with a comprehensive understanding of the regulatory landscape and operational challenges within investment banking.