Matthew Rosenblatt
About Matthew Rosenblatt
Matthew Rosenblatt serves as the Chief Compliance Officer and Operations Principal at Berenberg Capital Markets, where he has worked since 2017. With over twelve years of experience in institutional broker-dealer compliance and operations, he specializes in research sales, equities trading, and investment banking.
Current Role at Berenberg Capital Markets
Matthew Rosenblatt serves as the Chief Compliance Officer and Operations Principal at Berenberg Capital Markets. He has held this position since 2017, contributing to the firm's compliance and operational strategies in the Greater New York City Area. His role involves overseeing compliance measures and ensuring that the firm's operations align with regulatory standards.
Previous Experience at Convergex
Matthew Rosenblatt worked at Convergex in various capacities from 2012 to 2015. He initially served as Vice President for two years before advancing to Senior Vice President for an additional year. His tenure at Convergex involved significant responsibilities in compliance and operational oversight within the Greater New York City Area.
Educational Background
Matthew Rosenblatt attended Regis High School from 1994 to 1997. He later studied at Loyola College in Maryland, where he earned a Bachelor of Arts degree in Communications from 1997 to 2001. His educational background has provided a foundation for his career in compliance and operations.
Specialization and Expertise
Matthew Rosenblatt specializes in research sales, equities trading, and investment banking. He possesses over twelve years of experience in institutional broker-dealer compliance and operations. His practical execution and coverage experience span various equity and options markets, contributing to his effectiveness in compliance roles.
Career Path and Regulatory Experience
Matthew Rosenblatt's career includes roles at several financial institutions. He worked at Maxim Group from 2004 to 2007, at NYSE Euronext from 2008 to 2010, and at Deutsche Bank Securities from 2007 to 2008. Additionally, he served as a Regulatory Specialist at FINRA from 2010 to 2012. This diverse experience has equipped him with a comprehensive understanding of regulatory frameworks and compliance requirements.